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Thread: For History Wonks: The Myth of Zen Connection to Samurai, Bushido and Martial Arts

  1. #1

    For History Wonks: The Myth of Zen Connection to Samurai, Bushido and Martial Arts

    Dear All,

    A recent historian's article sheds some light on the myth and actual lack of Zen Buddhism's special connection to and influence upon Samurai, Bushido (the so-called "Way of the Warrior") and the modern martial arts in Japan. I had heard these descriptions several places before in bit and pieces, but the article does an excellent job of pulling the whole story together and telling the whole tale. I recommend it, but really only for our Zen history wonks and those folks who might have a special interest in the topic of Zen and the martial arts.

    In a nutshell, the typical samurai warrior of the past engaged in a variety of Buddhist, Shinto and other religious practices, and the evidence shows very few with the inclination, education and understanding or time to delve deeply into Zen practices much or alone. The "myth" of the deep connection between Zen and the samurai (as well as the whole romantic image of an ancient "Way of the Warrior") was created largely out of Meiji period imaginations by certain Japanese authors (D.T. Suzuki among others) who invented or embraced a mythology in order to defend Japanese culture and Buddhism, liking the latter to the new sense of nation and patriotism at the end of the 19th century, start of the 20th century. Likewise for the link between Zen and the martial arts such as sword fighting and Karate. Although there were connections here and there in the past, they are often misunderstood or exaggerated, and this image was also something developed not so long ago.

    It is available both online and in PDF.
    http://apjjf.org/2016/17/Benesch.html

    Reconsidering Zen, Samurai, and the Martial Arts
    by Oleg Benesch
    Oleg Benesch is a Lecturer (Assistant Professor) in East Asian History at the University of York in the UK. He holds a Ph.D. in Asian Studies from the University of British Columbia. He is the author of Inventing the Way of the Samurai: Nationalism, Internationalism, and Bushido in Modern Japan (2014) ... from Oxford University Press
    A few highlights below.

    By the way, two other related topics that may be of interest to history/martial arts wonks are the equally misunderstood myth of the connection of Bodhidharma, our first Zen Ancestor in China, as a founder of Kung Fu via the Shao-lin temple ...

    https://historum.com/t/a-venerated-f...manual.139824/

    ... and also the equally questionable book "Zen & the Art of Archery", which seems to be largely a combination of the authors imagining what was happening since he could not speak Japanese, and a great deal of misunderstanding about his own teacher, summarized in a review here ...

    http://climbtothestars.org/archives/...rt-of-archery/

    Gassho, Jundo

    SatToday (then practiced piano, not the sword)

    ---------------

    The popular view that Japanese warriors have long had an affinity for Zen is not entirely incorrect, as Zen institutions did have several powerful patrons in the Kamakura (1185-1333) and Muromachi (1336-1573) periods. On the other hand, recent scholarship indicates that Zen’s popularity among the elite was most often motivated by practical considerations rather than doctrine. Martin Colcutt argues that Zen teachings were too difficult for many lower-ranking warriors, “most of whom continued to find a less demanding, but equally satisfying, religious experience in the simpler Buddhist teachings of Shinran, Nichiren, or Ippen.”10 Colcutt further argues that even at its peak in the late fourteenth century, Zen could be called “the religion of the samurai” merely because most of its followers were warriors, but this did not mean that most warriors followed Zen, let alone reach a high level of practice.11 As other scholars have demonstrated, the vast majority of warriors followed other schools of Buddhism, including both established and new orders, with more accessible teachings.12

    Among elite military families, patronage of Zen was based on political, economic, and cultural factors that were largely unrelated to doctrine. On the political front, Zen presented a non-threatening alternative to the powerful Shingon and Tendai Buddhist institutions that dominated Kyoto and were closely allied to the imperial court.13 Economically, trade with China was an important source of revenue for early medieval rulers, and Zen monks’ knowledge of Chinese language and culture, combined with their administrative abilities, made them a natural choice as ambassadors to the continent. ... With regard to the cultural importance of Zen to elites, Zen temples conducted diplomacy with Song (960-1279) and Yuan China (1271-1368), which were the primary sources of artistic and cultural innovations in this period, including tea ceremony, monochromatic painting, calligraphy, poetry, architecture, garden design, and printing.15

    ...

    While many promoters of the Zen-samurai connection focus on the Kamakura period, others situate the relationship much later in the Tokugawa period (1603-1868): ... modern Zen popularizers often cite the interest in swordsmanship displayed by a few Zen figures during the early seventeenth century. However, this does not mean that a significant number of Zen practitioners were also swordsmen, nor does it mean that a majority of the innumerable fencing schools had any Zen connections. As Cameron Hurst writes, “We have to be very careful with the idea of combining Zen and swordsmanship or asserting that ‘swordsmanship and Zen are one’ (kenzen ichinyo). There is no necessary connection between the two, and few warriors were active Zen practitioners.”24

    ... The ideal of the Zen swordsman is epitomized by the writer Yoshikawa Eiji’s (1892-1962) influential, and largely fictional, portrayal of Miyamoto Musashi (1584?-1645) in his best-selling novels Miyamoto Musashi, first published between 1935 and 1939. Relatively little is known of the historical Musashi, and Yoshikawa fleshed out his narrative by adding many details and anecdotes. One of these involved having Musashi study under the Rinzai Zen master Takuan Sōhō (1573-1645), although there is no evidence that the two men ever met.26 Here, Yoshikawa was inspired by modern promoters of the Zen-samurai connection, and especially the ideas of his close friend, the nationalist Yasuoka Masahiro (1898–1983).27 As Peter Haskel implies, Takuan would have to wait until the modern period to have his greatest influence, as his writings were first picked up by bushidō ideologists in the late imperial period and then revived by businessmen—the so-called “economic soldiers”—in the 1970s and 80s.

    With regard to the historical Takuan, while he had no discernible connection with Musashi, and was not a skilled swordsman himself, he did provide guidance to the fencing instructor Yagyū Munenori (1571-1646).29 In his writings to Yagyū, Takuan explained the advantages of Zen training to swordsmen, stating that the concepts of “no-mind” and “immovable wisdom” applied to all activities, including fencing, but this was only one of his interests.30 Takuan was not exclusively interested in martial matters, and his writings were certainly not only addressed to warriors. William Bodiford summarizes the influence of Takuan’s Record of Immovable Wisdom (Fudōchi shinmyōroku), which was finally published in 1779, as follows: “…Takuan’s instructions have been included in innumerable anthologies addressed not only to martial art devotees but to general audiences as well, and thus they have helped promote the popular perception that Zen is an intrinsic element of martial art training. It would perhaps be more accurate to say that success in the martial arts demands mental discipline, a topic about which Zen monks (among others) have much to say.”31

    ...

    Relatively few Zen figures showed an interest in the martial arts, and their attitudes did not necessarily align with the interpretations put forth by modern promoters of “samurai Zen.” On the other hand, like samurai in general, martial arts practitioners in the Tokugawa period were largely ambivalent towards Zen.37 Although many fencing schools incorporated spiritual elements, these were typically an eclectic mix of Shinto, Confucianism, Daoism, Buddhism, and folk religion specific to the individual teacher.38 In his detailed case study of the Kashima-Shinryū school of martial arts, Karl Friday has argued that it was “compatible with almost any religious affiliation or lack thereof,” and various generations of masters drew upon a wide variety of different religious and philosophical traditions to construct their own spiritual frameworks.39

    ...

    The notion that a samurai-based ethic could benefit the new Japan would have seemed alien to most Japanese until the 1890s. The first major step towards a positive reevaluation of the samurai came through the work of the journalist Ozaki Yukio (1858-1954). ... In a subsequent article in 1891, having returned to Japan, Ozaki cited the popular Victorian argument that English gentlemanship was rooted in medieval chivalry. According to Ozaki, Japan did not necessarily need to import a foreign ethic, as the country had its own “feudal knighthood” that could serve as a model. Ozaki proposed reviving the ethical ideals of the former samurai, which had long been in decline. Here, he proposed a new code that he called the “way of the samurai,” or “bushidō,” which would make Japanese merchants become “strictly faithful, strictly honor agreements, and avoid coarse and vulgar speech.” If such an ethic were not adopted, Ozaki warned, Japan was certain to fail.59

    Ozaki’s ideas resonated with many Japanese in a period of disillusionment with both the historical cultural model of China and the new models of the West. ... The 1890s saw many new and repurposed concepts popularized as ancient “native” ethics, and bushido was ideally suited to this purpose. At the same time, Ozaki’s examination of English chivalry and gentlemanship legitimized the use of the samurai as a source for a new morality. The popularity of an ethic based on knighthood in the world’s most powerful country emboldened Japanese thinkers to look towards the former samurai, even if they generally agreed that the samurai spirit had degenerated almost irreparably over the preceding decades. A number of other writings on bushido appeared in the early 1890s, generally referring to Ozaki or responding to his arguments.60 Bushido was given a tremendous boost with the euphoria of victory in the Sino-Japanese War of 1894-95, setting off a “bushido boom” that peaked around the time of the Russo-Japanese War of 1904-1905.

    ...

    The firm establishment of bushido as a commonly accepted and even fashionable concept during and after the Russo-Japanese War led to its adoption by a broad spectrum of institutions and social groups during the decade 1905-1914. By claiming a link to bushido, individuals and organizations promoted sports, religious orders, and other causes in a patriotic manner, providing relatively recent innovations with historical legitimacy apparently stretching back centuries or even millennia. Promoters of the martial arts were among the most active participants in the nationalistic bushido discourse that emerged after 1895. ... Like martial artists, Buddhists came to use bushido to establish a connection with patriotically sound “native” traditions. Meiji Buddhists often had their patriotism and devotion to the national cause called into question, and many came to rely on bushido to prove their “Japaneseness.” Vague references to Buddhism were part of bushido discourse from the Sino-Japanese War onward, as promoters of bushido turned away from Western models and looked to Japanese culture for points of reference.

    ...

    By the early 1900s, Buddhism had established itself in the popular mind as one of the thought systems that broadly contributed to bushido. In the second decade of the Meiji bushido boom—from 1905 to 1914—Buddhist engagement with bushido discourse increased dramatically along with popular interest. Promoters of the Zen schools expended by far the greatest efforts to link their teachings to bushido, and current popular perceptions linking Zen with the samurai are the result of this activity. In spite of a dearth of historical evidence, the supposedly close relationship between Zen and bushido became accepted due to the support it had among some of the most influential figures in broader bushido discourse. ...

    ...

    The notion that Zen had a powerful influence on bushido and the samurai is a construct of the Meiji period, but has shown remarkable resilience. Even after 1945, Zen figures such as Suzuki Daisetsu and Sugawara Gidō (1915-1978) continued to argue for the historicity of the Zen-bushido connection, and this interpretation has remained influential in popular literature and culture in both Japan and abroad up to the present day.90 Suzuki has been subjected to criticism by scholars in recent years, but his influence on popular conceptions of Zen Buddhism remains strong, especially outside of Japan. His works are widely read, and continue to contribute to the notion that Zen formed a sort of spiritual foundation for the samurai in general and bushido in particular. In spite of the widespread rejection of bushido in Japan and abroad immediately after World War II, Suzuki’s works continued to emphasize the importance of the alleged historical connections between bushido and Zen. Partly as a result of his efforts, Zen came to be even more closely identified with the samurai. At the same time, Zen and bushido were detached from problematic associations with the early twentieth century, in spite of the fact that the connection between the two was a product of this very period.

    These same dynamics also tied into the development of popular views of Zen’s relationship to the martial arts. The Zen-samurai relationship was the result of conscious efforts on the part of Zen promoters to gain patriotic legitimacy by engaging closely with the burgeoning bushido discourse. In contrast, the relationship between Zen and the martial arts was less straightforward, and developed from a confluence of several factors. One of these was that, aside from Shinto nationalists and state-sponsored proponents of the “imperial” bushido ideology, promoters of Zen and promoters of the martial arts were two of the most active and effective groups tying their interests to bushido. As a result, both Zen and the martial arts were widely seen as closely related to bushido, an impression that was strengthened when direct links between the two were drawn explicitly in popular works by promoters of both, such as Eugen Herrigel. This became especially important following the discrediting of “imperial” bushido in 1945, when the more fantastical elements were stripped from the ideology, leaving behind a vague association between Zen, the samurai, and the martial arts to help revive bushido in the postwar period and carry it on into the twenty-first century.
    Last edited by Jundo; 01-11-2023 at 11:40 PM.
    ALL OF LIFE IS OUR TEMPLE

  2. #2

  3. #3
    Thank you Jundo for this article. Through my family we study Tai Chi Chuan, Chin-na and Bajiquan, through the years I took up Kenjutsu, Karate and Judo. Living in Japan I found many things with some of the traditional bujutsu and modern arts that preached zen/buddhist like principles but that I found at odds with the teachings. Such as the bushido's code of seppuku.

    I will surely read this article.

    Thank you again Jundo Sensei.

    Gassho
    拡手
    Koushu

    Sent from my SAMSUNG-SM-T377A using Tapatalk

  4. #4

  5. #5
    Really interesting. Thank you, Jundo.

    DT Suzuki devotes two chapters of 'Zen and Japanese Culture' to swordsmanship. I should go back and see what he wrote. I imagine it is a product of its time.

    Gassho
    Kokuu
    -sattoday-

  6. #6
    Mp
    Guest
    Always enjoy a little history ... thank you Jundo. =)

    I also remember at an Aikido Summer Camp we had a fellow who work as a Historian at the University of Toronto. He also talked about Aikido and the Samurai ... was quite eye opening. Lets just say, not what the movies make them out to be.

    Gassho
    Shingen

    s@today

  7. #7
    Quote Originally Posted by Shingen View Post
    He also talked about Aikido and the Samurai ... was quite eye opening. Lets just say, not what the movies make them out to be.
    Well, my understanding (my wife, Mina, is a 4th Dan blackbelt in Aikido), is that Aikido is actually an early 20th century creation of Ueshiba Morihei Sensei. However, of course, it does have roots in Jujitsu and the like. The samurai would not have practiced Aikido itself, although they would have practiced various hand to hand techniques.

    http://www.aikidofaq.com/history/

    Gassho, J

    SatToday
    ALL OF LIFE IS OUR TEMPLE

  8. #8
    Mp
    Guest
    Quote Originally Posted by Jundo View Post
    Well, my understanding (my wife, Mina, is a 4th Dan blackbelt in Aikido), is that Aikido is actually an early 20th century creation of Ueshiba Morihei Sensei. However, of course, it does have roots in Jujitsu and the like. The samurai would not have practiced Aikido itself, although they would have practiced various hand to hand techniques.

    http://www.aikidofaq.com/history/

    Gassho, J

    SatToday
    Oh yes, for sure in the class of the arts there is a strong connection. The bokken in which we use is a replacement for the samurai sword and actually, most technics are based on the bokken, yet at the same time, without the bokken. =)

    This Aikidoka I think was more focusing more on the moral grounds of the Samurai after their disbandment. He did discuss the principals of Bushido.

    Gassho
    Shingen

    s@today

  9. #9
    Sweet! Cool read.
    Thanks for sharing, Jundo.
    Gassho,
    Hōkō

    Sent from my SAMSUNG-SM-N920A using Tapatalk
    法 Dharma
    口 Mouth

  10. #10
    Thank you Jundo! History nut here!

    In my years in Karate-Do, my (Korean) sensei always warned me about the loose connections between zen and martial arts. Same was with my Aikido sensei. She is Japanese and loved the samurai culture, but she was very clear that Aikido was a modern martial art.

    Fo r what I learned with them, all the misconceptions came much later in time. Most of the stories and links were made up before and during WWII so Japan could develop a stronger national identity.

    I'll give these articles a nice and slow read.

    Gassho,

    Kyonin
    #SatToday
    Hondō Kyōnin
    奔道 協忍

  11. #11
    Thanks for the article, have been wondering about these questions (Samurai, martial arts and Buddhism), for a long time. Since Thucydides, history's been a story of people reinventing and reinventing the past.
    In the world Brazilian Jiu Jitsu community, there's been a debate in the last 10 years about whether or not it's better to practice without the 'gi', or kimono, the white cotton pyjama-like suit invented by the Judo community in the 20th century. (Karate, which adopted the gi later use a lighter version.) Some advocates of 'no gi', perfer surfwear; tight shorts and body-hugging T-shirts, saying the gi is an outdated "Japanese superhero outfit" best left in Manga comics. They're vaguely into the same slipstream as the article above.
    It can be hard to see much Zen in cagefighting.
    That said, there's an alchemy to sparring. Personally, I do Judo and grappling. Sparring takes the dark emotions, fear, pride, need to dominate, to bully perhaps, and transforms them into mindfulness. If you drift from the moment you get thrown, swept, choked, joint-locked. If you wallow in your comfort zone of pet moves for too long, someone will come and throw, sweep, choke or joint-lock you. "Leave your ego at the door," said my instructor back in 2007, describing how he too was thrown, swept, etc. Eventually you get better at being in the zone.
    The Dojo, for me, is like the kitchen; it holds a mirror up to my many weaknesses, give's me a chance to work on them, and come back tomorrow. The outside world of jobs, relationships, and circumstance doesn't always give you a second chance.
    Now it's true, people may come to the gym or dojo, broken, angry, confused, and bring those feelings to the mat. There's plenty of Samsara. But so there is in the Zendo.

  12. #12

  13. #13
    Kyotai
    Guest
    Hey Tom,

    Nicely said.

    Gassho, Kyotai
    ST

    Quote Originally Posted by Tom View Post
    Thanks for the article, have been wondering about these questions (Samurai, martial arts and Buddhism), for a long time. Since Thucydides, history's been a story of people reinventing and reinventing the past.
    In the world Brazilian Jiu Jitsu community, there's been a debate in the last 10 years about whether or not it's better to practice without the 'gi', or kimono, the white cotton pyjama-like suit invented by the Judo community in the 20th century. (Karate, which adopted the gi later use a lighter version.) Some advocates of 'no gi', perfer surfwear; tight shorts and body-hugging T-shirts, saying the gi is an outdated "Japanese superhero outfit" best left in Manga comics. They're vaguely into the same slipstream as the article above.
    It can be hard to see much Zen in cagefighting.
    That said, there's an alchemy to sparring. Personally, I do Judo and grappling. Sparring takes the dark emotions, fear, pride, need to dominate, to bully perhaps, and transforms them into mindfulness. If you drift from the moment you get thrown, swept, choked, joint-locked. If you wallow in your comfort zone of pet moves for too long, someone will come and throw, sweep, choke or joint-lock you. "Leave your ego at the door," said my instructor back in 2007, describing how he too was thrown, swept, etc. Eventually you get better at being in the zone.
    The Dojo, for me, is like the kitchen; it holds a mirror up to my many weaknesses, give's me a chance to work on them, and come back tomorrow. The outside world of jobs, relationships, and circumstance doesn't always give you a second chance.
    Now it's true, people may come to the gym or dojo, broken, angry, confused, and bring those feelings to the mat. There's plenty of Samsara. But so there is in the Zendo.

  14. #14
    Very good read.

    From my experience of Aikido traditions in America and Australia there are a variety of relationships stressed between zazen and the work on the practice mat. For some that relationship is non-existence while for others it is considered nearly essential.

    I practice with Birankai, which was founded by the late Chiba Sensei, and for us there is a great amount of importance placed on zazen as a regular, hopefully daily, practice. Dojos generally have scheduled sits as part of the pattern of practice.

    One argument I have heard, and I think it has some merit, is that for westerners incorporating zazen allows us to take up martial arts as an actual "do", path, instead of simply another sport. That it provides us a gateway into a way to approach life that we would otherwise lack, that the samurai had as a condition of their culture and environment, and that is essential to martial arts...

    Gassho

    Ben

    ST


    Sent from my iPad using Tapatalk

  15. #15
    Quote Originally Posted by BenG View Post
    One argument I have heard, and I think it has some merit, is that for westerners incorporating zazen allows us to take up martial arts as an actual "do", path, instead of simply another sport. That it provides us a gateway into a way to approach life that we would otherwise lack, that the samurai had as a condition of their culture and environment, and that is essential to martial arts...
    Yes, I do not want this article to be taken as meaning that Zazen and Martial Arts cannot and do not have a beautiful and powerful connection, and that Zen Practice cannot be part of Martial Arts! Of course, that it not true. I know that my wife's Aikido is as much moving Zazen as the dancing we danced in our Zazenkai today, and the Whirling Dervishes I spoke about there ...

    It is just that, historically, the picture was a little more complicated. Also, Zazen can help us find that "actual do" that is many arts of life ... such as cooking, cleaning, changing the baby diaper, working, painting, dancing, being in the hospital, sewing, dealing with the whole world ...

    Gassho, J

    SatToday
    Last edited by Jundo; 01-21-2017 at 03:09 AM.
    ALL OF LIFE IS OUR TEMPLE

  16. #16
    Thank you for the history lesson.

    The article on "Zen & the Art of Archery" was interesting. I read the book quite a while before truly practicing Zen and have from time to time struggled to reconcile the story in the book with my experience on the cushion.

    Gassho
    Warren
    Sat today

  17. #17

  18. #18
    Hello,

    I'll read the article later. Just an anecdote I heard: If you get the 10th Dan in Karate, you also receive a white belt because you "never stop learning". I don't know how accurate this is, but when I heard it, I loved the intention.

    Gassho, Max
    #sattoday

  19. #19
    Thanks for the pointer, Jundo! That sure is one of the myths that pops up during a lot of discussions.

    Gassho,
    Stefan

    SatToday

  20. #20
    Quote Originally Posted by Makkusu View Post
    Hello,

    I'll read the article later. Just an anecdote I heard: If you get the 10th Dan in Karate, you also receive a white belt because you "never stop learning". I don't know how accurate this is, but when I heard it, I loved the intention.

    Gassho, Max
    #sattoday
    Hello,

    NOW this makes sense: historically every student receives, and keeps, the same belt throughout study. It becomes black from usage, perspiration and plain dirt.

    At satisfaction of study student/master receives new white (always a beginner) belt.

    Thank you.


    Gassho
    Myosha
    sat today

    P.S. Found a link for examples of time needed to advance. The belt WOULD be black.^^

    http://jka.or.jp/en/karate/dan_rank.html
    Last edited by Myosha; 01-22-2017 at 10:40 PM.
    "Recognize suffering, remove suffering." - Shakyamuni Buddha when asked, "Uhm . . .what?"

  21. #21
    Member Getchi's Avatar
    Join Date
    May 2015
    Location
    Between Sea and Sky, Australia.
    Jundo, thankyou very much for this!!!

    As said, there is nothing to stop modern practitioners fromm incorporating belief structures into there martial practices. I would wager at least one accredited Jedi https://en.wikipedia.org/wiki/Jediism Judoka would be operating somewhere in theworld.

    I pursued a particular martial art mainly for spiritual insights, and it was anaeye-opener (mind expander) when Soke declared "this is combat; not spirituality". That taaught me to be brave in the face of change pretty quick.

    A valuable and deliciously ironic spiritual lesson for me.



    Thanks,
    Geoff.

    sattoday
    Nothing to do? Why not Sit?

  22. #22
    This is a wonderfully interesting thread! Thanks for clearing up this myth.

    Gassho,
    SatLah
    Kelly

  23. #23
    Kelly, I’m so glad you dug this article up and commented on it. It is very interesting! My BA is in History and I happened to take a course on Modern Japan starting with rise of
    The Tokugawa Shogunate and moving into the Meiji restoration and then the various wars the author mentions here during college. I’m glad I have that background because this made perfect sense.
    Gassho,
    Jason
    SAT


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